Principles of Securities Regulation
- ISBN-10
- 0314269975
- ISBN-13
- 9780314269973
- Pages
- 526
- Language
- English
- Published
- 2016-09
- Publisher
- West Academic Publishing
- Author
- Thomas Hazen
Description
This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation.
