To ensure that you have the most up-to-date and complete materials for your Securities Regulation class, be sure to use this2008 Case Supplement.Table of Cases:Italics indicate principal cases.American Federation of State, County & Municipal Employees v. American International Group, Inc. Berckeley Investment Group, Ltd. v. Colkitt Chamber of Commerce v. SEC Credit Suisse Sec. (USA) LLC v. Glen Billings Dolphin and Bradbury v. SEC Feder v. Frost Financial Planning Association v. SEC GFL Advantage Fund, Ltd. v. Colkitt Goldstein v. SEC Makor Issues & Rights Ltd. v. Tellabs, Inc.(7th Cir.) Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit Oscar Private Equity Investments v. Allegiance Telecom, Inc. Overton v. Todman & Co. Securities and Exchange Commission v. Kern Securities and Exchange Commission v. Rocklage Securities and Exchange Commission v. Dorozhko Stoneridge Inv. Partners, LLC, Petitioner v. Scientific-Atlanta, Inc. Tellabs, Inc. v. Makor Issues & Rights, Ltd. United States v. Brown United States v. Ebbers United States v. Simon Yung v. Lee
Thus, so long as Irene and Irwin expect to make together more than $300,000 this year, they seem to fit under the dollar thresholds as of 2020. Under the current Reg D, the size of their investment is irrelevant. See Securities Act Rel.
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States.
The Law of Securities Regulation
Paine Webber , Inc. , [ 1992 Transfer Binder ) CCH Fed . Sec . L. Rep . q 96,997 ( E.D. Pa . 1992 ) ; Wood & Locker , Inc. v . Doran and Associates , 708 F. Supp . 684 ( W.D. Pa . 1989 ) ; Hill v . Dyer , 521 F. Supp .
The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices.
The Ninth Edition of Securities Regulation: Cases and Materials brings onboard two new co-authors—Ann Lipton and William Sjostrom—to a casebook that has long set the standard for providing students with an in-depth, sophisticated, ...
Soderquist's Securities Regulation, Fifth Edition, is a casebook that covers all major areas of securities regulation. Discussion includes Securities Act and exemptions from it; regulation of resale of securities; the...
This casebook provides detailed information on securities regulation. The casebook provides the tools for fast, on-point study of the law of securities regulation. Part of the University Casebook Series®, it...
Follows the general format of the very popular and teachable earlier editions, with several significant improvements. The new edition also includes extensive descriptions of the changes embodied in the Private...
Securities Regulation: Cases and Materials