Securities Regulation

Securities Regulation
ISBN-10
1422470474
ISBN-13
9781422470473
Series
Securities Regulation
Category
Business & Economics / General
Pages
1010
Language
English
Published
2009
Publisher
LexisNexis
Author
Marc I. Steinberg

Description

The coverage of this text is designed for both the basic securities regulation course and for advanced seminars. In addition to case law, the text includes other relevant material such as SEC releases and scholarly commentary. The problem method is used extensively. Securities Regulation covers the traditional issues as well as the developing areas. Subjects that receive extensive treatment include: o Definition of a security, o Exemptions from registration, o The registration process, o Sarbanes-Oxley, o The policy debate underlying disclosure, o Resales (including SEC Rule 144), o Due diligence (including the integrated disclosure framework), o Disclosure obligations in a myriad of contexts, o Regulation of the securities markets, o International securities developments including global offerings, o Remedies and liabilities under both federal and state securities law, o Broker-dealer regulation, o Corporate control transactions and contests, o Attorney professional responsibility, o SEC enforcement, and o "Blue Sky" regulation A Teacher's Manual is available to professors.

Get the book

Amazon.com
Amazon.com
Search the book
eBay.com
eBay.com
Search the book

Other editions

Similar books

  • Securities Regulation: Hauptbd
    Securities Regulation: Hauptbd
    By James D. Cox, Donald C. Langevoort, Robert William Hillman

    Securities Regulation: Hauptbd

  • Securities Regulation: Liabilities and Remedies
    Securities Regulation: Liabilities and Remedies
    By Marc I. Steinberg

    Paine Webber , Inc. , [ 1992 Transfer Binder ) CCH Fed . Sec . L. Rep . q 96,997 ( E.D. Pa . 1992 ) ; Wood & Locker , Inc. v . Doran and Associates , 708 F. Supp . 684 ( W.D. Pa . 1989 ) ; Hill v . Dyer , 521 F. Supp .

  • Examples & Explanations for Securities Regulation
    Examples & Explanations for Securities Regulation
    By Alan R. Palmiter

    Thus, so long as Irene and Irwin expect to make together more than $300,000 this year, they seem to fit under the dollar thresholds as of 2020. Under the current Reg D, the size of their investment is irrelevant. See Securities Act Rel.

  • Securities Regulation
    Securities Regulation
    By Theresa A. Gabaldon, Larry D. Soderquist

    Soderquist's Securities Regulation, Fifth Edition, is a casebook that covers all major areas of securities regulation. Discussion includes Securities Act and exemptions from it; regulation of resale of securities; the...

  • Securities in a Nutshell
    Securities in a Nutshell
    By Thomas Lee Hazen, David L. Ratner

    Securities in a Nutshell

  • Securities Regulation: Cases and Materials [Connected eBook]
    Securities Regulation: Cases and Materials [Connected eBook]
    By James D. Cox, Robert W. Hillman, Donald C. Langevoort

    The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices.

  • Securities Regulation: Cases and Materials
    Securities Regulation: Cases and Materials
    By John C. Coffee, Joel Seligman

    This casebook provides detailed information on securities regulation. The casebook provides the tools for fast, on-point study of the law of securities regulation. Part of the University Casebook Series®, it...

  • The Law of Securities Regulation
    The Law of Securities Regulation
    By Thomas Lee Hazen

    The Law of Securities Regulation

  • Securities Regulation: Cases and Materials
    Securities Regulation: Cases and Materials
    By Thomas Lee Hazen, David L. Ratner

    Follows the general format of the very popular and teachable earlier editions, with several significant improvements. The new edition also includes extensive descriptions of the changes embodied in the Private...

  • Securities Regulation: Cases and Materials
    Securities Regulation: Cases and Materials
    By James D. Cox, Donald C. Langevoort, Robert William Hillman

    1981 ) , cert . denied , — U.S. — , 103 S. Ct . 65 , 74 L. Ed.2d 66 ( 1982 ) . As the district court and all parties seem to ... ( Gartenberg Br . 15 , 23 , 24 ; Merrill Lynch Br . 27 ; Judge Pollack's opinion , 528 F. Supp . at 1047. ) ...