FSA Regulation and Professional Integrity: CISI Investment Advice Diploma Workbook
- ISBN-10
- 1906917485
- ISBN-13
- 9781906917487
- Category
- Investment advisors
- Pages
- 404
- Language
- English
- Published
- 2010
- Authors
- Andrew Hall, Philip Read, Brendan Leddy
Get the book
Other editions
-
- 2012
- 436 pages
- Paperback
- -
Similar books
-
Cisi FSA Regulation & Professional Integrity - Version 2 Level 4: Study Text
By BPP Learning Media LtdBPP Learning Media's CISI Investment Advice Diploma (IAD) materials help candidates to become RDR compliant by providing them with exam focused materials designed to encourage motivation and pass exams.
-
Cisi FSA Regulation & Professional Integrity Passcards Version 3: Passcards
By BPP Learning MediaContains material that help candidates to become RDR compliant by providing them with exam focused materials.
-
Cisi FSA Regulation & Professional Integrity - Version 2 Level 4: Review Exercise
By BPP Learning Media LtdBPP Learning Media's CISI Investment Advice Diploma (IAD) materials help candidates to become RDR compliant by providing them with exam focused materials designed to encourage motivation and pass exams.
-
Cisi FSA Regulation & Professional Integrity - Version 2 Level 4: Revision Kit
By BPP Learning Media LtdBPP Learning Media's CISI Investment Advice Diploma (IAD) materials help candidates to become RDR compliant by providing them with exam focused materials designed to encourage motivation and pass exams.
-
The Future of Financial Regulation
By Justin O'Brien, Iain G MacNeilThe first part of the book focuses on the context of the crisis, discussing the general characteristics of financial crises and the specific influences that were at work this time round.
-
Management and Regulation of Pension Schemes: Australia a Cautionary Tale
By Nicholas Morris97 Webb et al. have observed that “for the average household, the expected value of the income, discounted by a rate of interest and annual survival probabilities, is considerably less than the premium paid”. Webb, Anthony, Guan Gong ...
-
Corporate Governance and Accountability of Financial Institutions: The Power and Illusion of Quality Corporate Disclosure
By Jonas Abraham AkuffoUK regulation and professional integrity, study material. London: Chartered Institute for Securities ... FSA handbook. London: Financial Service Authority. Financial Stability Board (FSB). (2009a, September). FSB principles for sound ...
-
Integrity, Risk and Accountability in Capital Markets: Regulating Culture
By George Gilligan, Justin O'BrienThis edited volume brings together leading professionals, regulators and academics with knowledge of how cultural forces shape integrity, risk and accountability in capital markets.
-
Global Bank Regulation: Principles and Policies
By Michael W. Taylor, Heidi Mandanis SchoonerSee Glass-Steagall Act (1933) banking book, 167–168 interest rate risk, 178 trading book vs., 168 bankruptcy ... 226 Customer Due Diligence for Banks, 227 General Guide to Account Opening and Customer Identification, 227 Capital Accord.
-
Private Equity, Corporate Governance and the Dynamics of Capital Market Regulation
By Justin O'BrienThis important book addresses the implications of private equity for the governance of corporations, the capital markets in which they operate and the professionals who provide corporate advisory services.