Anyone with financial responsibility for a company needs to understand his or her liability, how to protect against wrongdoing, and how to proceed when implicated. Companies are required to file accurate information reports and obey regulations designed to protect the public. In recent years, failure to comply with securities regulations has destroyed several prominent companies and implicated their executives. Securities Law Claims provides a complete and current examination of legal matters in the securities market from the perspective of an issuing company.
This clearly written, issue-spotting guide combines a foundation for understanding securities law concepts with enough detail to begin an action plan at any stage from securities issue to prosecution. It is a must-read for any executive, board member, or trustee.
Covered in this volume:
· Shareholder derivative actions
· SEC enforcement
· Increased responsibility of Boards of Directors under Caremark and Sarbanes-Oxley
· State Securities and Blue Sky Laws
· Managing company communications before and during litigation, including a discussion of privilege.
The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded ...
Understanding Securities Law
Securities and Federal Corporate Law
For Introduction to Programming (CS1) and other more intermediate courses covering programming in C++. Also appropriate as a supplement for upper-level courses where the instructor uses a book as a...
Treatise on the Law of Securities Regulation
Securities Litigation: A Practitioner's Guide can help companies cope effectively with this major challenge, by providing you with the guidance you need to help your clients get the competitive edge in securities class actions.
Securities law review
The coverage of this text is designed for both the basic securities regulation course and for advanced seminars. In addition to case law, the text includes other relevant material such...
The law school casebook focuses on federal securities litigation and enforcement. Important causes of action and issues are addressed as they are likely to arise in actual litigation, thereby maximizing...
A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law.