For anyone bullish on experiencing the way the world works on Wall Street, this authoritative guide introduces proven strategies for passing the National Association of Securities Dealers, a grueling six-hour exam to become a certified seller of stocks and bonds. CD includes 3 sample exams and reviews of the most popular investment strategies.
"Fresh out of drug rehab, an ambitious, young stockbroker struggles through the holidays with much more than sobriety when he is seduced into a high-finance game of sex, deception, and blackmail by a charming, sadistic San Francisco hedge ...
Interviews with Wall Street's elite explore the motivation, adversity, redemption, and excitement of trading
This book is appropriate for law students, MBA students seeking a concentration in finance and/or capital markets, and securities arbitration clinics.
... 2007 ) ( citing Sparta Surgical Corp. v . NASD , 159 F.3d 1209 , 1212 ( 9th Cir . 1998 ) ) . 139 FINRA v . Fiero , 882 N.E. ... Fundamentals of Securities Regulation 8 ( 2d ed . 1988 ) . 142 Exchange Act § 28 ( a ) , 15 U.S.C. § 78bb ( a ) ...