This book is appropriate for law students, MBA students seeking a concentration in finance and/or capital markets, and securities arbitration clinics.
"Fresh out of drug rehab, an ambitious, young stockbroker struggles through the holidays with much more than sobriety when he is seduced into a high-finance game of sex, deception, and blackmail by a charming, sadistic San Francisco hedge ...
Interviews with Wall Street's elite explore the motivation, adversity, redemption, and excitement of trading
... 2007 ) ( citing Sparta Surgical Corp. v . NASD , 159 F.3d 1209 , 1212 ( 9th Cir . 1998 ) ) . 139 FINRA v . Fiero , 882 N.E. ... Fundamentals of Securities Regulation 8 ( 2d ed . 1988 ) . 142 Exchange Act § 28 ( a ) , 15 U.S.C. § 78bb ( a ) ...
You could be. With this guide you'll discover exactly what you need to pass the National Association of Securities Dealers (NASD) Test Series 7, the challenging 6-hour exam required for anyone who wants to become a professional stockbroker.